Formalism and New Criticism represent 20th-century critical movements that revolutionized literary studies by shifting analytical focus away from authorial biography, historical context, and reader psychology toward the internal properties of the literary text itself. Emerging across Russian Formalism and Anglo-American New Criticism (associated with figures like Cleanth Brooks, John Crowe Ransom, and Viktor Shklovsky), these schools championed “close reading,” treating poetry and prose as autonomous, self-contained aesthetic objects. They famously introduced foundational theoretical concepts such as the “intentional fallacy,” the “affective fallacy,” and the “heresy of paraphrase,” emphasizing how formal elements like irony, paradox, and meter generate unified meaning.
Formalism and New Criticism MCQs
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Correct Answer: a) Russian Formalism
Explanation:
Russian Formalism, flourishing in the 1910s and 1920s with figures like Shklovsky and Jakobson, treated literature as a specialized linguistic structure.
Correct Answer: a) New Criticism
Explanation:
New Criticism treated the literary text as a self-contained verbal object independent of authorial intention or historical background.
Correct Answer: a) Defamiliarization (Ostranenie)
Explanation:
Shklovsky argued that art defamiliarizes objects to strip away habitual perception and force readers to experience them afresh.
Correct Answer: a) Fabula is the raw chronological story; syuzhet is the artistic plot arrangement.
Explanation:
Formalists separated the chronological sequence of events (fabula) from how the text actually structures and presents those events (syuzhet).
Correct Answer: a) Cleanth Brooks
Explanation:
Cleanth Brooks was a leading New Critic who argued that the structure of poetry is one of paradox, irony, and internal reconciliation.
Correct Answer: a) The Intentional Fallacy
Explanation:
Wimsatt and Beardsley contended that an author's design or intention is neither available nor desirable as a standard for evaluating literary success.
Correct Answer: a) The Affective Fallacy
Explanation:
The affective fallacy confuses the literary work itself with its psychological or emotional results in the audience.
Correct Answer: a) John Crowe Ransom
Explanation:
John Crowe Ransom's 1941 book 'The New Criticism' gave the movement its formal name and outlined principles of ontological textual analysis.
Correct Answer: a) I.A. Richards
Explanation:
I.A. Richards stripped poems of titles and authors to test students' interpretive abilities, laying groundwork for New Critical close reading.
Correct Answer: a) William Empson
Explanation:
William Empson demonstrated how multiple nuances, ambiguities, and puns enrich poetic language.
Correct Answer: a) Close reading (explication)
Explanation:
Close reading involves careful, sustained analysis of a text's diction, syntax, imagery, tone, and formal structure.
Correct Answer: a) Roman Jakobson
Explanation:
Roman Jakobson was a leading Russian Formalist who later influenced structuralism and the study of poetic functions.
Correct Answer: a) The false belief that a poem's core meaning can be separated from its exact formal language and paraphrased
Explanation:
Brooks argued that a poem's meaning is inextricably bound to its specific formal structure; summarizing it destroys its artistic essence.
Correct Answer: a) T.S. Eliot
Explanation:
T.S. Eliot's essays in 'The Sacred Wood' championed formal discipline, impersonality, and the objective correlative.
Correct Answer: a) Yuri Tynianov
Explanation:
Yuri Tynianov viewed literary evolution as a dynamic system where forms continually mutate and replace one another.
Correct Answer: a) The specific set of formal and linguistic properties that makes a given work a work of literature rather than ordinary speech
Explanation:
Formalists sought to isolate the intrinsic formal features (literaturnost) that distinguish literary language from practical communication.
Correct Answer: a) John Crowe Ransom
Explanation:
John Crowe Ransom was a foundational New Critic and leader of the Southern Agrarian movement.
Correct Answer: a) Robert Penn Warren
Explanation:
Robert Penn Warren collaborated with Brooks on 'Understanding Poetry', teaching generations of students to practice close reading.
Correct Answer: a) The internal equilibrium and interplay between the literal (extension) and metaphorical (intension) meanings in a poem
Explanation:
Allen Tate defined poetic tension as the vital unity achieved by holding opposing literal and figurative forces together.
Correct Answer: a) Yvor Winters
Explanation:
Yvor Winters combined formalist textual analysis with rigorous moral and rational judgment, differing from purely aesthetic New Critics.
Correct Answer: a) Formalism relied heavily on linguistic and scientific poetics, whereas New Criticism focused on moral irony, paradox, and organic unity.
Explanation:
While both prioritized form over context, Russian Formalism was more linguistic and systemic, while New Criticism emphasized organic unity and irony.
Correct Answer: a) Jan Mukarovsky
Explanation:
Jan Mukarovsky developed aesthetic function, norm, and value theories within the Prague Linguistic Circle.
Correct Answer: a) Organic unity
Explanation:
Organic unity posits that form and content are inseparable, and every element of a text contributes to its total meaning.
Correct Answer: a) Deconstruction
Explanation:
Deconstruction (associated with Derrida) challenged New Critical organic unity by exposing internal contradictions and unstable signifiers.
Correct Answer: b) Fabula
Explanation:
Fabula represents the chronological sequence of events, whereas syuzhet is the artistic arrangement and plotting of those events.
Correct Answer: a) W.K. Wimsatt
Explanation:
W.K. Wimsatt co-authored influential New Critical essays collected in 'The Verbal Icon', emphasizing the poem's concrete verbal existence.
Correct Answer: a) OPOJAZ (Society for the Study of Poetic Language)
Explanation:
OPOJAZ in St. Petersburg, alongside the Moscow Linguistic Circle, formed the twin epicenters of Russian Formalism.
Correct Answer: a) Boris Eichenbaum
Explanation:
Boris Eichenbaum provided a definitive retrograde overview of Russian Formalist methodology and history.
Correct Answer: a) The author's biography and historical context
Explanation:
New Critics bracketed out external history and biography, focusing strictly on the words on the page.
Correct Answer: a) Northrop Frye
Explanation:
While Frye developed archetypal criticism, his structural taxonomy of literature shared formalist interest in internal literary systems.
Correct Answer: a) Automatization
Explanation:
Automatization refers to the numbing effect of habit where objects become familiar and unperceived; art breaks this habit through defamiliarization.
Correct Answer: a) Kenneth Burke
Explanation:
Kenneth Burke analyzed literature as symbolic action and dramatistic strategy, bridging formalist text study with rhetoric.
Correct Answer: a) Analyzing the internal elements of the text (sound, rhythm, imagery, plot) rather than external biography or sociology
Explanation:
In 'Theory of Literature' (1949), Wellek and Warren distinguished intrinsic study (the work itself) from extrinsic study (context).
Correct Answer: a) The Fugitive
Explanation:
Published between 1922 and 1925, 'The Fugitive' magazine was edited by Ransom, Tate, Warren, and other Southern formalist poets.
Correct Answer: a) The contextual modification of meaning by which a statement is qualified, balanced, or undermined by surrounding elements
Explanation:
For New Critics, irony was the general principle of internal qualification whereby a poem holds conflicting attitudes in balance.
Correct Answer: a) Because it treated literature as a mere byproduct of psychology and biography rather than an autonomous linguistic art
Explanation:
Formalists argued that literary history has its own internal laws of evolution, independent of authors' personal lives.
Correct Answer: a) Vladimir Propp
Explanation:
Vladimir Propp's 'Morphology of the Folktale' (1928) mapped the formal recurring functions and roles in Russian fairy tales.
Correct Answer: a) To patiently uncover and analyze the objective meaning encoded within the self-contained structure of the text
Explanation:
New Criticism viewed the text as an objective artifact whose meaning is discovered through rigorous formal analysis, not subjective creation.
Correct Answer: a) F.R. Leavis
Explanation:
F.R. Leavis edited 'Scrutiny' and promoted close textual analysis combined with strict moral seriousness in 'The Great Tradition'.
Correct Answer: a) Device (Priem)
Explanation:
Formalists focused on 'priem' (device), examining how specific linguistic and structural tools operate mechanically within texts.
Correct Answer: a) Murray Krieger
Explanation:
Murray Krieger was a prominent theorist of New Criticism who defended the aesthetic autonomy of the poetic medium.
Correct Answer: a) The particularity, imagery, and local sensory details of a poem that distinguish it from its abstract logical meaning (structure)
Explanation:
Ransom distinguished between a poem's 'structure' (logical argument) and its 'texture' (concrete imagery and details).
Correct Answer: a) Roman Jakobson
Explanation:
Jakobson defined the dominant as the aesthetic feature that distorts, rules, and transforms all other formal elements in a text.
Correct Answer: a) Paradox
Explanation:
Brooks asserted that the language of poetry is the language of paradox, reconciling diverse and contradictory elements into unity.
Correct Answer: a) The Southern Review
Explanation:
Co-founded by Robert Penn Warren and Cleanth Brooks at LSU, 'The Southern Review' was a major organ of New Criticism.
Correct Answer: a) Form and content are completely fused; form constitutes the content.
Explanation:
New Critics rejected the dualism of form vs. content, arguing that how something is said is precisely what is said.
Correct Answer: a) Viktor Shklovsky
Explanation:
Shklovsky famously analyzed how 'Tristram Shandy' lays bare its own narrative devices by making the process of plotting explicit.
Correct Answer: a) The text exists as an independent, self-governing aesthetic object requiring no external historical or authorial explanation.
Explanation:
Textual autonomy means the work contains all necessary clues within its own verbal structure for complete interpretation.
Correct Answer: a) R.P. Blackmur
Explanation:
R.P. Blackmur was a prominent American New Critic known for meticulous close readings of poetry and modern fiction.
Correct Answer: a) Because Soviet ideology demanded Marxist sociological realism and collective propaganda rather than autonomous formalist aesthetics.
Explanation:
Stalinist cultural policies condemned Formalism as bourgeois, decadent, and insufficiently attentive to proletarian class struggle.
Correct Answer: a) To establish complex networks of local ironies and unifying tensions that resist simple paraphrase
Explanation:
New Critics analyzed metaphors not as decorative ornaments, but as structural engines creating tension and paradox.
Correct Answer: a) T.S. Eliot
Explanation:
Eliot argued that poetry is not a turning loose of emotion, but an escape from personality through historical tradition.
Correct Answer: a) A scientific, systematic approach to analyzing cultural artifacts through internal linguistic and structural laws
Explanation:
Russian Formalism directly paved the way for structuralism by treating literature as a structured system with internal rules.
Correct Answer: a) Allen Tate
Explanation:
Allen Tate was a leading architect of New Critical poetics, emphasizing intellectual rigor, tension, and form.
Correct Answer: a) Ambiguity is a positive poetic virtue that enriches meaning through multiple simultaneous layers of irony and nuance.
Explanation:
Far from being a defect, carefully controlled ambiguity (as Empson showed) is central to poetic complexity.
Correct Answer: a) Rhythm as a retarding, defamiliarizing device
Explanation:
Shklovsky viewed verse rhythm and meter as obstacles that slow down perception, heightening our awareness of language.
Correct Answer: a) They believed external data diverted attention from the actual verbal structure of the literary work.
Explanation:
Extrinsic approaches were dismissed because they evaluated things outside the poem rather than the poem itself.
Correct Answer: a) John Crowe Ransom
Explanation:
Ransom argued that poetry offers a distinct ontological structure that science and philosophy cannot replicate.
Correct Answer: a) An artistic strategy where a work transparently exposes its own constructed, artificial literary mechanisms to the reader
Explanation:
Laying bare the device prevents illusionism by reminding readers that the text is an artificial artistic construction.
Correct Answer: a) They analyzed how emotion is formally and objectively structured inside the text, rejecting subjective reader tears.
Explanation:
Through the affective fallacy, they argued emotion must be studied as an objective property of the text's formal balance.
Correct Answer: a) Viktor Shklovsky
Explanation:
Shklovsky applied formalist principles to cinema and prose, pioneering montage and narrative construction analysis.
Correct Answer: a) To unfold how every formal element, trope, and sound pattern contributes to the total ironic unity of the work
Explanation:
Explication in New Criticism is a detailed microscopic unpacking of formal parts to reveal organic structural unity.
Correct Answer: a) Metaphysical conceit
Explanation:
New Critics (following Eliot) celebrated metaphysical conceits for uniting disparate intellectual and sensory experiences.
Correct Answer: a) To demonstrate how acoustic sound patterns function as autonomous formal devices independent of prose meaning
Explanation:
Formalists analyzed sound and rhythm (phonological orchestration) as primary building blocks of poetic artistry.
Correct Answer: a) Poetry communicates complex, contradictory human truths that can only be resolved through subtle formal poetic structures.
Explanation:
Paradox captures the paradoxical nature of experience, which poetry alone among discourses successfully unifies.
Correct Answer: a) New Critics collectively
Explanation:
The rallying cry of New Criticism was 'the poem itself', divorcing the text from history, author, and reader psychology.
Correct Answer: a) It signifies that a poem is a concrete, objective verbal structure with iconic, self-contained aesthetic presence.
Explanation:
The 'verbal icon' emphasizes that poetry is a physical, crafted object of words possessing intrinsic iconic value.
Correct Answer: a) As a dynamic process of mutation, canon-reversal, and the replacement of worn-out devices by new ones (literary evolution)
Explanation:
Formalists viewed literary history dialectically: old forms become automatized and are overthrown by marginalized or new formal devices.
Correct Answer: a) Cleanth Brooks
Explanation:
Brooks applied New Critical close reading to canonical Romantic poets like Wordsworth and Keats to demonstrate their formal complexity.
Correct Answer: a) A poem's truth is validated solely by its internal formal coherence and poetic tension, not by scientific or historical fact.
Explanation:
New Critics maintained that poetic truth is aesthetic and internal, achieved through the resolution of formal conflicts.
Correct Answer: a) Osip Brik
Explanation:
Osip Brik was a key OPOJAZ member who studied sound repetition, verse rhythm, and avant-garde futurism.
Correct Answer: a) Pedantic historical scholarship, biographical gossip, and impressionistic reviewing
Explanation:
New Criticism rebelled against 19th-century academic habits of treating literature as mere historical data or subjective emotional fluff.
Correct Answer: a) The unity of the poem achieved through reconciliation of opposites
Explanation:
Brooks argued that poetry unifies discordant tones, ironies, and images into a harmonious aesthetic structure.
Correct Answer: a) As formal devices designed to delay, retard, and complicate the fabula (retardation of the motif)
Explanation:
Shklovsky emphasized that plotting (syuzhet) uses delay and retardation devices to stretch and artisticize narrative time.
Correct Answer: a) They institutionalized 'close reading' as the foundational pedagogical skill taught in literature classrooms worldwide.
Explanation:
Despite later theoretical shifts, close reading remains the bedrock methodology of practical literary analysis in education today.
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